MSC STAFF NOTICE 2010-52 MEMORANDUM OF UNDERSTANDING ABOUT THE OVERSIGHT OF EXCHANGES AND QUOTATION TRADE REPORTING SYSTEMS The Manitoba Securities Commission, along with certain other Canadian securities regulators published a Memorandum of Understanding with respect to the coordination of regulation and oversight of Exchanges and Quotation Trade Reporting Systems in Canada (MSC Staff Notice 2009-42). The MOU sets out a process for the coordinated oversight and regulation of various Exchanges and QTRSs in Canada. Attached to this Notice is the revised list of Exchanges, Lead Regulators and Exempting Regulators as of January 1, 2011. December 17, 2010 Contact: Douglas R. Brown Director (204) 945-0605
List of Exchanges, Lead Regulators and Exempting Regulators in relation to the Memorandum of Understanding respecting the Oversight of Exchanges and Quotation and Trade Reporting Systems As of January 1, 2011 Exchange – QTRS Lead Regulator(s) Bourse de Montréal Inc. • Autorité des marchés financiers CNSX Markets Inc. • Ontario Securities Commission ICE Futures Canada Inc. • Manitoba Securities Commission Natural Gas Exchange Inc. • Alberta Securities Commission TSX Inc. • Ontario Securities Commission TSX Venture Exchange Inc. • Alberta Securities Commission • British Columbia Securities Commission Exempting Regulator(s) • Ontario Securities Commission • Alberta Securities Commission • Autorité des marchés financiers • British Columbia Securities Commission • Manitoba Securities Commission • Autorité des marchés financiers • Autorité des marchés financiers • Manitoba Securities Commission • Ontario Securities Commission • Alberta Securities Commission • Autorité des marchés financiers • British Columbia Securities Commission • Autorité des marchés financiers • Manitoba Securities Commission • Ontario Securities Commission
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