5 - Ongoing Requirements for Issuers and Insiders

Decision Information

Decision Content

National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer Form 54-101F5 Electronic Format for NOBO List HEADER RECORD TYPE DESCRIPTION RECORD TYPE A FINS NUMBER A ISIN A FILLER X SECURITY DESC. A RECORD DATE N CREATION DATE N FILLER X DETAIL RECORD TYPE DESCRIPTION RECORD TYPE A FINS NUMBER A ISIN A FILLER X FILLER X NAME A ADDRESS A FILLER X POSTAL CODE A POSTAL REGION A NOTICE AND ACCESS A FILLER X E-MAIL ADDRESS A LANGUAGE CODE A LENGTH POSITION COMMENTS 1 1 Header record = A 4 2-5 Prefix T,M,V or C 12 6-17 3 18-20 Blank 32 21-52 Security Description 8 53-60 Format YYYYMMDD 8 61-68 Format YYYYMMDD 250 69-318 Blank LENGTH POSITION COMMENTS 1 1 Detail Record = B 4 2-5 Same as in Header record 12 6-17 3 18-20 Blank 20 21-40 Blank 32 41-72 Holder Name 32 x 6 73- 264 Occurs 6 times 32 265- 296 Blank 9 297- 305 1 306 C=Canada; U=USA; F=Foreign; (other than USA); H=Hand Deliver 1 307 Y=Full Package; N=Notice Only 1 308 Blank 32 309- 340 1 341 E=English; F=French 1
NUMBER OF SHARES N RECEIVE ALL MATERIAL A AGREE TO ELECTRONIC A DELIVERY BY INTERMEDIARY TRAILER RECORD TYPE DESCRIPTION RECORD TYPE A FINS NUMBER A ISIN A FILLER X TOTAL SHAREHOLDERS N TOTAL SHARES N FILLER X 9 342- 350 Shareholder Position 1 351 A ALL Material, S Material for SPECIAL Meetings only, D DECLINE to receive Materials 1 352 Y/N LENGTH POSITION COMMENTS 1 1 Trailer record = C 4 2-5 Same as in Header Record 12 6-17 3 18-20 7 21-27 Number of B type records 11 27-38 Total Shares on B type records 280 39-318 Blank 2
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