Unofficial Consolidated Versions

Decision Information

31-103F3 - Use of Mobility Exemption - Unofficial Consolidated Version

Collection Unofficial Consolidated Versions
Date 2015-01-11
Decision type Form
Jurisdiction Manitoba Securities Commission
Notes

 

Law National Instrument 31-103

Decision Content

 

FORM 31-103F3 USE OF MOBILITY EXEMPTION

 

(section 2.2 [client mobility exemption – individuals])

 

This is to notify the securities regulatory authority that the individual named in paragraph 1 is relying on the exemption in section 2.2 [client mobility exemption – individuals] of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations.

 

1.             Individual information

 

Name of individual: _________________________________________________________________________

 

NRD number of individual: ______________

 

The individual is relying on the client mobility exemption in each of the following jurisdictions of Canada:

 

________________________________________________________________________________________

 

________________________________________________________________________________________

 

2.             Firm information

 

Name of the individual’s sponsoring firm:

 

 ___________________________________________________________________

 

 

NRD number of firm:_________________ 

 

                                                                                               

 

Dated: ____________________________________

 

__________________________________________

(Signature of an authorized signatory of the individual’s sponsoring firm)

 

__________________________________________

(Name and title of authorized signatory)

 

 

 

 

 

 You are being directed to the most recent version of the statute which may not be the version considered at the time of the judgment.