28 result(s)
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1.
31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations - Unofficial Consolidated Version - 2017-12-04
Archived Notices, Instruments, Rules and Policies - National Instrument -
2.
31-103CP - Registration Requirements, Exemptions and Ongoing Registrant Obligations - Unofficial Consolidated Version - 2017-12-04
Archived Notices, Instruments, Rules and Policies - Companion Policy -
3.
31-103F1 - Calculation of Excess Working Capital - Unofficial Consolidated Version - 2017-12-04
Archived Notices, Instruments, Rules and Policies - Form -
4.
31-103F2 - Submission to Jurisdiction and Appointment of Agent for Service - Unofficial Consolidated Version - 2017-12-04
Archived Notices, Instruments, Rules and Policies - Form -
5.
31-103F3 - Use of Mobility Exemption - Unofficial Consolidated Version - 2017-12-04
Archived Notices, Instruments, Rules and Policies - Form -
6.
31-103F4 - Net Asset Value Adjustments - Unofficial Consolidated Version - 2017-12-04
Archived Notices, Instruments, Rules and Policies - Form -
7.
33-109CP - Registration Information - Companion Policy - Unofficial Consolidated Version - 2017-12-04
Archived Notices, Instruments, Rules and Policies - Companion Policy -
8.
81-102 - Investment Funds - Unofficial Consolidated Version - 2017-11-14
Archived Notices, Instruments, Rules and Policies - National Instrument -
9.
81-104 - Commodity Pools - Unofficial Consolidated Version - 2017-11-14
Archived Notices, Instruments, Rules and Policies - National Instrument -
10.
41-101 - General Prospectus Requirements - Unofficial Consolidated Version - 2017-09-01
Archived Notices, Instruments, Rules and Policies - National Instrument -
11.
41-101F2 - Information Required in an Investment Fund Prospectus - Unofficial Consolidated Version - 2017-09-01
Archived Notices, Instruments, Rules and Policies - Form -
12.
41-101F4 - Information Required in an ETF Facts Document - Unofficial Consolidated Version - 2017-09-01
Archived Notices, Instruments, Rules and Policies - Form -
13.
81-102 - Investment Funds - Unofficial Consolidated Version - 2017-09-01
Archived Notices, Instruments, Rules and Policies - National Instrument -
14.
11-102 - Passport System - Unofficial Consolidated Version - 2017-07-31
Archived Notices, Instruments, Rules and Policies - National Instrument -
15.
CSA Staff Notice 23-318 - 2017-07-06
Archived Notices, Instruments, Rules and Policies - CSA Staff Notice -
16.
94-102F3 Customer Collateral Report: Regulated Clearing Agency - 2017-07-03
Archived Notices, Instruments, Rules and Policies - Form -
17.
CSA Consultation Paper 51-404 - 2017-04-06
Archived Notices, Instruments, Rules and Policies - CSA Staff Notice5 - Ongoing Requirements for Issuers and Insiders
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18.
94-101 - Mandatory Central Counterparty Clearing of Derivatives - Unofficial Consolidated Version - 2017-04-04
Archived Notices, Instruments, Rules and Policies - National Instrument9 - Derivatives
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19.
94-101CP - Mandatory Central Counterparty Clearing of Derivatives - Unofficial Consolidated Version - 2017-04-04
Archived Notices, Instruments, Rules and Policies - Companion Policy9 - Derivatives
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20.
41-101 - General Prospectus Requirements - Unofficial Consolidated Version - 2017-03-08
Archived Notices, Instruments, Rules and Policies - National Instrument4 - Distribution Requirements
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21.
41-101CP - General Prospectus Requirements - Companion Policy - Unofficial Consolidated Version - 2017-03-08
Archived Notices, Instruments, Rules and Policies - Companion Policy -
22.
81-106 - Investment Fund Continuous Disclosure - Unofficial Consolidated Version - 2017-03-08
Archived Notices, Instruments, Rules and Policies - National Instrument8 - Investment Funds
-
23.
81-106CP - Investment Fund Continuous Disclosure - Companion Policy - Unofficial Consolidated Version - 2017-03-08
Archived Notices, Instruments, Rules and Policies - National Instrument8 - Investment Funds
-
24.
14-101 - Definitions - Unofficial Consolidated Version - 2017-02-01
Archived Notices, Instruments, Rules and Policies - National Instrument -
25.
21-101 - Marketplace Operation - Unofficial Consolidated Version - 2017-02-01
Archived Notices, Instruments, Rules and Policies - National Instrument