Archived Notices, Instruments, Rules and Policies

Decision Information

12-202 - Revocation of a Compliance-related Cease Trade Order - Amendments - Withdrawn June 23, 2016

Collection Archived Notices, Instruments, Rules and Policies
Date 2008-03-17
Decision type National Policy
Jurisdiction Manitoba Securities Commission
Subjects 1 - Procedure and Related Matters
Law The Securities Act

Decision Content

Amendments to

National Policy 12-202 Revocation of a Compliance-Related Cease Trade Order

 

National Policy 12-202 Revocation of a Compliance-Related Cease Trade Order is amended as follows:

 

1. Subsection 4.1(g) is repealed and the following substituted:

 

"(g) a completed personal information form and authorization in the form set out in Appendix A of National Instrument 41-101 General Prospectus Requirements for each current and incoming director, executive officer and promoter of the issuer.

 

If the promoter is not an individual, the issuer should provide the information for each director and executive officer of the promoter.

 

If the issuer is an investment fund, the issuer should also provide personal information for each director and executive officer of the manager of the investment fund.".

 

 You are being directed to the most recent version of the statute which may not be the version considered at the time of the judgment.