THE MANITOBA SECURITIES COMMISSION MSC RULE 2003-23 (Section 149.1, The Securities Act) AMENDMENTS TO NATIONAL INSTRUMENT 23-101 TRADING RULES PART 1 – AMENDMENTS Amendments 1.1(1) This Instrument amends National Instrument 23-101 Trading Rules. 1.1(2) Section 2.1 is amended by striking out "the rules, policies and other similar instruments" and substituting "similar requirements". 1.1(3) Part 8 is amended (a) in paragraph 8.4(c) by adding "in its capacity as a regulation services provider" after "directions made by the regulation services provider"; and (b) by repealing section 8.5. 1.1(4) Subsection 9.3(2) is repealed. 1.1(5) Section 10.3 is repealed. 1.1(6) Part 11 is amended (a) in paragraph 11.2(1)(p) by striking out "and" ; (b) in paragraph 11.2(1)(q) by striking out "." and substituting "; and"; (c) in subsection 11.2(1) by adding "(r) an insider marker."; (d) in subsection 11.2(5) by adding "a securities regulatory authority or" before "a regulation services provider"; (e) in subsection 11.2(5) by adding "the securities regulatory authority or" before each reference to "the regulation services provider"; (f) in subsection 11.2(6) by striking out "After December 31, 2003, the" and substituting "The";
(g) in subsection 11.2(6) by adding "a securities regulatory authority or" before "a regulation services provider"; and (h) in subsection 11.2(6) by adding "by the earlier of January 1, 2007 and the date on which a self-regulatory entity or a regulation services provider implements a rule, policy or other similar instrument to which the dealer or inter-dealer bond broker is subject that requires the maintenance of the record and the transmission of the record in electronic form" at the end. PART 2 – EFFECTIVE DATE Effective date 2.1 This Instrument comes into force on January 3, 2004. Citation 2.2 These Amendments may be cited as MSC Rule 2003-23.
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