2 - Certain Capital Market Participants

Decision Information

Decision Content

FORM 25-101F2

Submission to Jurisdiction and

Appointment of Agent for Service of Process

 

 

1.         Name of credit rating organization (the CRO):

 

 

2.         Jurisdiction of incorporation, or equivalent, of CRO:

 

 

3.         Address of principal place of business of CRO:

 

 

4.         Name of agent for service of process (the Agent):

 

 

5.         Address for service of process of Agent in Canada (the address may be anywhere in Canada):

 

6.         The CRO designates and appoints the Agent at the address of the Agent stated in Item 5 as its agent upon whom may be served any notice, pleading, subpoena, summons or other process in any action, investigation or administrative, criminal, quasi-criminal, penal or other proceeding (the Proceeding) arising out of, relating to or concerning the issuance and maintenance of credit ratings or the obligations of the CRO as a designated rating organization, and irrevocably waives any right to raise as a defence in any such Proceeding any alleged lack of jurisdiction to bring such Proceeding.

 

7.         The CRO irrevocably and unconditionally submits to the non-exclusive jurisdiction of

 

(a)        the judicial, quasi-judicial and administrative tribunals of each of the provinces [and territories] of Canada in which it is a designated rating organization; and

 

(b)        any administrative proceeding in any such province [or territory],

 

in any Proceeding arising out of or related to or concerning the issuance or maintenance of credit ratings or the obligations of the CRO as a designated rating organization.

 

8.         This submission to jurisdiction and appointment of agent for service of process is governed by and construed in accordance with the laws of [insert province or territory of above address of Agent].

 

 

______________________________________                  ________________________

Signature of Credit Rating Organization                           Date

 

 

 

______________________________________

Print name and title of signing officer

of Credit Rating Organization

 

 


 

AGENT

 

The undersigned accepts the appointment as agent for service of process of [insert name of CRO] under the terms and conditions of the appointment of agent for service of process set out in this document.

 

___________________________________                       ________________________

Signature of Agent                                                                     Date

 

 

 

___________________________________

Print name of person signing and, if Agent

is not an individual, the title of the person

 

 You are being directed to the most recent version of the statute which may not be the version considered at the time of the judgment.