9 - Derivatives

Decision Information

MSC Rule 2022-6 - Amendments to National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions

Collection 9 - Derivatives
Date 2022-07-19
File numbers MSC Rule 2022-6
Decision type Local Rule
Jurisdiction Manitoba Securities Commission
Subjects 9 - Derivatives
Law National Instrument

Decision Content

THE MANITOBA SECURITIES COMMISSION

MSC RULE 2022-6

(SECTION 149.1, THE SECURITIES ACT)


AMENDMENTS TO NATIONAL INSTRUMENT 94-102 DERIVATIVES: CUSTOMER CLEARING AND PROTECTION OF CUSTOMER COLLATERAL AND POSITIONS

 

1. National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions is amended by this Instrument.

 

2. Section 43 is replaced with the following:

 

Customer collateral report – regulatory

 

43. A regulated clearing agency that receives customer collateral must electronically deliver to the regulator or securities regulatory authority, within 10 business days of the end of each calendar quarter, a completed Form 94-102F3 Customer Collateral Report: Regulated Clearing Agency.

 

3. Form 94-102F3 Customer Collateral Report: Regulated Clearing Agency is amended by replacing footnote 3 with the following:

 

3 The Reporting Period is the calendar quarter for which the form is submitted.

 

4. This Instrument comes into force on July 19, 2022.

 

 

 

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