4 - Distribution Requirements

Decision Information

Decision Content

THE MANITOBA SECURITIES COMMISSION MSC Rule No. 2013-11 (Section 149.1, The Securities Act) AMENDMENTS TO NATIONAL INSTRUMENT 41-101 GENERAL PROSPECTUS REQUIREMENTS 1. National Instrument 41-101 General Prospectus Requirements is amended by this Instrument. 2. Section 1.1 is amended by (a) replacing "approved rating organization" with "designated rating organization", (b) adding the following definitions: "DRO affiliate" has the same meaning as in section 1 of NI 25-101;, and "NI 25-101" means National Instrument 25-101 Designated Rating Organizations;. 3. Subsection 7.2(2) is amended by replacing "approved rating organization" with "designated rating organization or its DRO affiliate". 4. Subsection 10.1(4) is amended by replacing "an approved rating organization" with "a designated rating organization or its DRO affiliate". 5. This Instrument comes into force on May 31, 2013. 6. This Instrument may be cited as MSC Rule 2013-11.
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