Hearings and Proceedings

Decision Information

Decision Content

 

IN THE MATTER OF:        THE SECURITIES ACT

 

                                                                         -and-

 

IN THE MATTER OF:         JACK HIEBERT NEUFELD, GEOFFREY SCOTT EDGELOW AND THE JACK NEUFELD FAMILY CHARITABLE FOUNDATION

 

 

NOTICE OF HEARING

 

 

TAKE NOTICE that The Manitoba Securities Commission (“Commission”) will hold a public hearing (“Hearing”) at its offices at 500 – 400 St. Mary Avenue, Winnipeg, Manitoba, on Wednesday, the 29th day of April, 2015, commencing at 9:00 o'clock in the forenoon or so soon thereafter as the Hearing can be held, and from day to day thereafter until the Hearing is concluded, to consider:

 

1.            whether or not it is in the public interest to order, pursuant to subsection 148.1(1) of the Act, that Jack Neufeld (“NEUFELD”), Scott Edgelow (“EDGELOW”), and/or the Neufeld Family Charitable Foundation (“FOUNDATION”) pay an administrative penalty;

 

2.            whether or not to section 148.2(3) of the Act, that the FOUNDATION and/or NEUFELD be ordered to pay compensation for financial loss;

 

3.            whether or not it is in the public interest to order that any or all of the Respondents pay the costs of and incidental to the hearing;

 

4.            such further and other matters and the making of such further and other orders as the Commission may deem appropriate.

 

 

BY REASON OF THE FOLLOWING ALLEGATIONS:

 

By reason of allegations set out in the Statement of Allegations of Staff of the Commission dated the 6th day of March, 2015.

 

AND FURTHER TAKE NOTICE that a person or company attending or submitting evidence at the Hearing may be represented by counsel of its choice.

 

AND FURTHER TAKE NOTICE that any party to the proceedings may, at the Hearing, call witnesses and submit such evidence relevant to the Hearing as it may wish and, for that purpose, it may obtain from the Director of the Commission at 500 – 400 St. Mary Avenue, Winnipeg, Manitoba, R3C 4K5, a form or forms of summons to compel the attendance of witnesses.

 

AND FURTHER TAKE NOTICE that upon failure of any party to attend at the time and place aforesaid, the Hearing may proceed in that party's absence and the Commission may make or give any decision or order as though that party were present.

 

DATED at Winnipeg, Manitoba this 6th day of March, 2015.

 

 

__________________________                                                  Director

 

 

TO:              JACK HIEBERT NEUFELD

 

AND TO:       GEOFFREY SCOTT EDGELOW

 

AND TO:       THE JACK NEUFELD FAMILY CHARITABLE FOUNDATION

           

           

 You are being directed to the most recent version of the statute which may not be the version considered at the time of the judgment.