Notices

CSA Staff Notice 11-323 Withdrawal of Notices and Policies September 12, 2013 This notice formally withdraws a number of CSA and local notices and policies. In general, the withdrawn material will remain available for historical research purposes in the CSA members’ websites that permit comprehensive access to CSA notices. CSA Notices and Policies Staff of the members of the CSA have reviewed a number of CSA Notices and Policies. They have determined that some are outdated, no longer relevant or no longer required. The following CSA Notices and Policy are therefore withdrawn, in the applicable CSA jurisdictions in which they have not already been withdrawn, effective immediately. 4 CSA Notice No. 4: Bought Deals 2-13 Uniform Act Policy No. 2-13: Advertising During the Waiting Period between Preliminary and Final Prospectuses 11-311 Notice Of Extension Of Comment Period – this notice extends the comment period from December 20, 2008 to February 16, 2009 for CSA Consultation Paper 11- 405 Securities Regulatory Proposals Stemming from the 2007-08 Credit Market Turmoil and its Effect on the ABCP Market in Canada 11-315 Extension of Consultation Period – this notice extends the comment period from July 1, 2011 to August 31, 2011 for Proposed National Instrument 41-103 Supplementary Prospectus Disclosure Requirements for Securitized Products, Proposed National Instrument 51-106 Continuous Disclosure Requirements for Securitized Products, and Proposed Amendments to National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings Proposed Amendments to National Instrument 45-106 Prospectus and Registration Exemptions and National Instrument 45-102 Resale of Securities 21-305 Extension of Approval of Information Processor for Corporate Fixed Income Securities – this notice extends CanPX approval from April 30, 2007 to December 31, 2007 21-307 Extension of approval of information processor For corporate fixed income securities – this notice extends CanPX approval from December 31, 2007 to December 31, 2008 21-308 Update on Applications to Become an Information Processor – this notice provides an update on the information processor issue and extends CanPX approval from December 31, 2008 to June 30, 2009

24-307 Exemption From Transitional Rule – this notice extends the transitional phase-in period in National Instrument 24-101 Institutional Trade Matching And Settlement to July 1, 2010 31-201 National Policy 31-201: National Registration System 31-312 Exempt Market Dealer Category under National Instrument 31-103 Registration Requirements and Exemptions 31-316 Blanket Order Exempting Persons and Companies from the Requirement to Register when Trading in Short-term Debt Instruments 31-318 Omnibus / Blanket Order Exempting Mortgage Investment Entities from the Requirement to Register as Investment Fund Managers and Advisers 31-319 Further Omnibus / Blanket Orders Exempting Registrants from Certain Provisions of National Instrument 31-103 Registration Requirements and Exemptions 31-322 Extension of Omnibus / Blanket Order Exempting Mortgage Investment Entities from the Requirement to Register as Investment Fund Managers and Advisers 31-402 Registration Forms Relating to the National Registration Database 33-308 The CSA STP Readiness Assessment Survey Report is now available on the CVMQ Website 33-312 The CSA STP Readiness Assessment Survey Report is now available on the OSC Website 33-313 International Financial Reporting Standards and Registrants 33-314 International Financial Reporting Standards and Registrants 44-302 Replacement of National Instrument 44-101 Short Form Prospectus Distributions 51-326 Continuous Disclosure Review Program Activities for Fiscal 2008 51-329 Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2009 - 2 -

ASC Notices Staff of the Alberta Securities Commission have reviewed a number of ASC Notices. They have determined that the following notices are to be withdrawn, effective immediately. 3.1 De Minimis Rights Offering Exemption – Recognition of the Laws of Jurisdictions 3.2 Recognition of Jurisdictions Under Section 132(1)(e) and 133(h) of Part 11 of the Act 9 Dated March Statement of Financial Position Required by Section 74(2) of the Regulations 24 Filing Confidential Material Change Reports 26 Late Filing of Financial Statements 30 Securities Advisory Committee to the ASC 33 Disruption of Mail Service 34 Selective Review of Prospectus Filings 35 Sale of Undivided Interests in Land 37 Compliance with Information Requests from Stock Exchanges 39 ASC to Cease Issuing Section 141 Certificates (06/09/06) AMF Notices Staff of the Autorité des marchés financiers have reviewed a number of AMF Notices. They have determined that the following notices are to be withdrawn, effective immediately. Business Continuity Planning – Industry Testing Exercise (dated February 8, 2011) Loi modifiant la Loi sur les valeurs mobilières et d'autres dispositions législatives (2006, c. 50) - Entrée en vigueur de certaines dispositions (découlant du Règlement sur l’information continue des fonds d’investissement en capital de développement) (dated May 30, 2008) Abrogation de l'article 99 de la Loi sur les valeurs mobilières (dated May 30, 2008) - 3 -

Reverse Takeovers (dated July 7, 2006) Contrôles relatifs à la tenue des dossiers concernant les souscriptions ou rachats de titres d’organismes de placement collectif (dated December 19, 2003) FCSC Notices Staff of the Financial and Consumer Services Commission (New Brunswick) have reviewed a number of FCSC Notices. They have determined that the following notice is to be withdrawn, effective immediately. 32-702 Exemption from Filing Requirements for NRS Users Questions Please refer your questions to any of the following people: Mathieu Laberge Noreen Bent Autorité des marchés financiers British Columbia Securities Commission Tel: 514-395-0337, extension 2537 Tel: 604-899-6741 mathieu.laberge@lautorite.qc.ca Nbent@bcsc.bc.ca Simon Thompson Kari Horn Ontario Securities Commission Alberta Securities Commission Tel: 416-593-8261 Tel: 403-297-4698 sthompson@osc.gov.on.ca kari.horn@asc.ca Suzanne Ball Dean Murrison Financial and Consumer Services Financial and Consumer Affairs Authority of Commission (New Brunswick) Saskatchewan Tel: 506-643-7698 Tel: 306-787-5879 Suzanne.Ball@fcnb.ca dean.murrison@gov.sk.ca Chris Besko Shirley Lee The Manitoba Securities Commission Nova Scotia Securities Commission Tel: 204-945-2561 Tel: 902-424-5441 Chris.Besko@gov.mb.ca leesp@gov.ns.ca - 4 -