Notice of National Policy 12-202 Revocation of a Compliance-related Cease Trade Order July 27, 2007 Notice of Policy The members of the Canadian Securities Administrators (the CSA or we) have adopted National Policy 12-202 Revocation of a Compliance-related Cease Trade Order (the Policy). The Policy is effective July 27, 2007. Background On January 5, 2007, the CSA published a proposed version of the Policy for comment. During the comment period, which ended on March 6, 2007, we received no comment letters. Substance and purpose of the Policy The Policy applies in all jurisdictions and outlines what issuers, security-holders or other parties must do to apply for a partial or full revocation of a compliance-related cease trade order. Securities commissions issue a cease trade order to halt trading in the securities of an issuer for a predetermined or an indefinite time. Questions Please refer your questions about the Policy to any of: Jonathan Taylor Securities Analyst, Corporate Finance Alberta Securities Commission 403 297 4770 jonathan.taylor@seccom.ab.ca Tracy Clark Legal Counsel, Corporate Finance Alberta Securities Commission 403 355 4424 tracy.clark@seccom.ab.ca Andrew Richardson Deputy Director, Corporate Finance British Columbia Securities Commission 604 899 6730 (direct) 800 373 6393 (toll-free in BC and Alberta) arichardson@bcsc.bc.ca
Betty Adema Securities Analyst, Corporate Finance British Columbia Securities Commission 604 899 6729 (direct) 800 373 6393 (toll-free in BC and Alberta) badema@bcsc.bc.ca Sheryl Thomson Senior Legal Counsel, Corporate Finance British Columbia Securities Commission 604 899 6778 (direct) 800 373 6393 (toll-free in BC and Alberta) sthomson@bcsc.bc.ca Ian McIntosh Deputy Director, Corporate Finance Saskatchewan Financial Services Commission 306 787 5867 imcintosh@sfsc.gov.sk.ca Bob Bouchard Director, Corporate Finance Manitoba Securities Commission 204 945 2555 Bob.Bouchard@gov.mb.ca Matthew Au Senior Accountant, Corporate Finance Ontario Securities Commission 416 593 8132 mau@osc.gov.on.ca Conor Fitzpatrick Legal Counsel, Corporate Finance Ontario Securities Commission 416 595 8945 cfitzpatrick@osc.gov.on.ca Nicole Parent Analyste, direction des marchés des capitaux Autorité des marchés financiers 514 395 0337, poste 4455 nicole.parent@lautorite.qc.ca Edvie Élysée Analyste, direction des marchés des capitaux Autorité des marchés financiers 514 395 0337, poste 4416 edvie.elysee@lautorite.qc.ca 2
Donna Gouthro Securities Analyst, Corporate Finance Nova Scotia Securities Commission 902 424 7077 gouthrdm@gov.ns.ca To-Linh Huynh Corporate Finance Officer, Corporate Finance New Brunswick Securities Commission 506 643 7695 To-Linh.Huynh@nbsc-cvmnb.ca 3
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