This information must be provided on the firm’s letterhead and signed by a Director or Senior Officer of the firm APPLICATION UNDER MSC NOTICE 2001-31 EXPEDITED RENEWAL PROCESS FOR REGISTRATION Name of Registered Firm: Category of Registration: Renewal Registration applied under : (The Securities Act or The Commodity Futures Act) Head office address: Address for service: Names (in alphabetical order by last name) and category of registration of each individual applying for renewal of registration: If applicable, addresses of each location of Manitoba branches and names of individuals at each location: Payment:
The undersigned hereby confirms that application is made under MSC Notice 2001-31, Expedited Renewal Process for Registration. To the best of the firm’s knowledge, the registration information relating to the firm and each individual registrant has not changed in any manner that would require reporting to the Commission. Name of Sponsoring Firm Name of Director or Senior Officer Signature of Director or Senior Officer
You are being directed to the most recent version of the statute which may not be the version considered at the time of the judgment.