Decisions
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Orders and Exemptions
>
Date: 2016
Decisions
>
Orders and Exemptions
>
Date: 2016
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Orders and Exemptions
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122 result(s)
1.
Bank of Montreal
-
2016-12-16
Orders and Exemptions
-
Coordinated Review Application
2.
Canadian Imperial Bank of Commerce
-
2016-12-16
Orders and Exemptions
-
Coordinated Review Application
3.
National Bank of Canada
-
2016-12-16
Orders and Exemptions
-
Coordinated Review Application
4.
Royal Bank of Canada
-
2016-12-16
Orders and Exemptions
-
Coordinated Review Application
5.
The Bank of Nova Scotia
-
2016-12-16
Orders and Exemptions
-
Coordinated Review Application
6.
The Toronto-Dominion Bank
-
2016-12-16
Orders and Exemptions
-
Coordinated Review Application
7.
Dr. Sabine Mai
-
2016-12-14
Orders and Exemptions
-
Passport Application
8.
I.G. Investment Management, Ltd.
-
2016-11-29
Orders and Exemptions
-
Dual Application
9.
Arrowstreet Capital, Limited Partnership
-
2016-11-23
Orders and Exemptions
-
Local Order
10.
Pitcher, David Lorne
-
Pitcher - 001
-
2016-11-16
Orders and Exemptions
-
Enforcement Order
Cease Trade Order
11.
Intl FCStone Financial Inc.
-
2016-09-28
Orders and Exemptions
-
Local Order
12.
Royal Bank of Scotland PLC and National Westminster Bank PLC
-
2016-09-28
Orders and Exemptions
-
Coordinated Review Application
13.
GuestLogix Inc.
-
2016-09-16
Orders and Exemptions
-
Local Order
Cease Trade Order
14.
Postrado, Andrei Miguel
-
Postrado A. - 001
-
2016-09-14
Orders and Exemptions
-
Enforcement Order
Cease Trade Order
15.
Glencore Canada Corporation
-
2016-08-30
Orders and Exemptions
-
Coordinated Review Application
Cease to be a Reporting Issuer
16.
AON Securities Investment Management Inc.
-
2016-08-24
Orders and Exemptions
-
Local Order
17.
Teachers' Retirement Allowances Fund
-
2016-08-24
Orders and Exemptions
-
Local Order
18.
Thomson Reuters (SEF) LLC
-
2016-08-24
Orders and Exemptions
-
Local Order
19.
MNP Petroleum Corporaton
-
2016-08-08
Orders and Exemptions
-
Local Order
20.
Nuinsco Resources Limited
-
2016-08-08
Orders and Exemptions
-
Local Order
21.
Concentra Financial Services Association
-
2016-07-29
Orders and Exemptions
-
Coordinated Review Application
22.
EastWest Gold Corporation
-
2016-07-25
Orders and Exemptions
-
Passport Application
Cease to be a Reporting Issuer
23.
Thomson Reuters (SEF) LLC
-
2016-07-20
Orders and Exemptions
-
Local Order
24.
Caza Oil & Gas, Inc.
-
2016-07-11
Orders and Exemptions
-
Coordinated Review Application
25.
Banik, Dipak, Stoyanka Guerenska and Sophia Nikolov
-
Todorov - 001
-
2016-07-06
Orders and Exemptions
-
Enforcement Order
Cease Trade Order
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