Decisions
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Orders and Exemptions
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Date: 2025
Decisions
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Orders and Exemptions
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Date: 2025
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Orders and Exemptions
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Case name
2025
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3 result(s)
1.
Citigroup Global Markets Inc.
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Order No. 7689
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2025-02-12
Orders and Exemptions
-
Local Order
2.
Dunland Commodities Inc. dba DLC Risk Management
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Order No. 7679
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2025-01-15
Orders and Exemptions
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Local Order
3.
P/E Global, LLC.
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2025-01-15
Orders and Exemptions
-
Local Order