Orders and Exemptions

Decision Information

Hoeschen, James Richard

Collection Orders and Exemptions
Date 2001-06-01
Other citations Hoeschen - 001
File numbers 3352
Decision type Enforcement Order
Jurisdiction Manitoba Securities Commission
Relations See also - Hoeschen, James Richard - Hoeschen - 001 - 2001-05-15 - Notice of Adjournment
Law The Securities Act; The Commodity Futures Act

Decision Content

THE COMMODITY FUTURES ACT
Section 26
)
)
)
Order No. 3353
- and -
)
THE SECURITIES ACT
Section 29
)
)
 June 1, 2001

 

JAMES RICHARD HOESCHEN

WHEREAS:

(A)   A hearing (the "Hearing") was held by The Manitoba Securities Commission (the "Commission") on April 10th and 11th, 2001 pursuant to a request by James Richard Hoeschen ("HOESCHEN") for a hearing and review of the decision of the Director, Capital Markets refusing registration to HOESCHEN under The Commodity Futures Act;

(B)   On April 11th, 2001, HOESCHEN withdrew his request;

(C)   Upon hearing the submissions of staff and of counsel for HOESCHEN, the Commission issued Reasons for Decision with respect to costs dated May 23, 2001;

(D)   The Commission deems it proper that this Order be made.

IT IS ORDERED:

1.  THAT pursuant to subsections 154(1) and (2) of The Securities Act, HOESCHEN pay to the Commission costs in the amount of $1,909.00.

BY ORDER OF THE COMMISSION

Director, Legal and Enforcement

 You are being directed to the most recent version of the statute which may not be the version considered at the time of the judgment.