Orders and Exemptions

Decision Information

Decision Content

THE SECURITIES ACT
)
Order No. 4134
 
)
 
Section 19(5)
)
May 22, 2003

 

JOHN WINSTON WORLEY

WHEREAS:

(A)   A hearing ("Hearing") was held by The Manitoba Securities Commission ("Commission") in the matter of John Winston Worley ("Worley") on May 22, 2003 pursuant to a Notice of Hearing and Statement of Allegations of Staff, both dated April 24, 2003, to consider:

(i) whether or not it is in the public interest to order, pursuant to subsection 19(5) of The Securities Act (the "Act"), that:

(a) subsections 19(1) and 19(3) of the Act do not, with respect to such of the trades referred to in those sections, apply to Worley;

(b) subsection 19(2) of the Act does not, with respect to such of the securities referred to in that section, apply to Worley;

(ii) such further and other matters and the making of such further and other orders as the Commission may deem appropriate;

(B) After reading the Notice of Hearing and Statement of Allegations of Staff and noting service having been effected upon Worley as confirmed by the Affidavit of Lyle Martin sworn May 1, 2003, Worley having failed to appear at the hearing, and upon reviewing the evidence and submissions of staff, in the opinion of the Commission it is in the public interest to make this order;

IT IS ORDERED:

1.  THAT, pursuant to subsection 19(5) of the Act:

(a) subsections 19(1) and 19(3) of the Act do not, with respect to such of the trades referred to in those subsections, apply to Worley; and

(b)subsection 19(2) of the Act does not, with respect to such securities referred to in that subsection, apply to Worley.

BY ORDER OF THE COMMISSION

Deputy Director, Legal

 You are being directed to the most recent version of the statute which may not be the version considered at the time of the judgment.