T H E MANITOBA THE SECURITIES ACT ) Order No. 67 42 SECURITIES ) COMMISSION Sections 148, 19(5), and 148.3 ) June 5, 2013 PETER SBARAGLIA WHEREAS: (A) On March 5, 2013, the Ontario Securities Commission ("OSC") issued an order against Peter Sbaraglia ("OSC Order") ; (B) On April 9, 2013, The Manitoba Securities Commission ("Commission") issued a Notice of Hearing ("Notice") giving notice of its intention to hold a hearing to consider whether or not it was in the public interest to grant orders pursuant to The Securities Act, R.S.M. 1988 c. S50 as amended ("Act") with respect to Peter Sbaraglia ("SBARAGLIA"); (C) On June 5, 2013, this hearing matter came before a panel of the Commission; (D) Upon reviewing the documentary evidence and hearing the submissions of counsel for staff of the Commission, no one appearing for the respondent, and upon reviewing the Affidavit of Service, filed, and being satisfied as to service upon the respondent, the Commission is of the opinion that it is in the public interest to make this order. IT IS ORDERED: 1. THAT, pursuant to section 148 of the Act, SBARAGLIA cease trading in securities permanently, with the exception that SBARAGLIA is permitted to trade securities for the account of his registered retirement savings plans as defined in the Income Tax Act, R.S.C. 1985, c.1, as amended ("Income Tax Acf'), solely through a registered dealer or, as appropriate, a registered dealer in a foreign jurisdiction, which dealer must be given a copy of this order, in: (a) any "exchange-traded security" or "foreign exchange-traded security" within the meaning of National Instrument 21-101, provided that he does not own beneficially or exercise control or direction over more than 5 percent of the voting or equity securities of the issuer(s) of any such securities; or (b) any security issued by a mutual fund that is a reporting issuer. 2. THAT, pursuant to subsection 19(5) of the Act, subsection 19(1) of the Act, with respect to such of the trades referred to in that subsection, and subsection 500-4HO SI . 1'·fary Av1..mul:', \.VinnipeK, Manitotlil RJC 4K5 I.el : {2.(14) <J45.25·Hl fax: (204) 94S 0330 www.m s<;.J:QV.mb.1..•1
2 19(2) of the Act, with respect to such of the securities referred to in that subsection , do not apply to SBARAGLIA permanently. 3. THAT, pursuant to section 148.3 of the Act, SBARAGLIA resign from any position he holds as a director or officer of any issuer, except C.O. Capital Growth Inc. and Dr. Sbaraglia Professional Dentistry Corporation , and be prohibited permanently from becoming or acting as a director or officer of any issuer. BY ORDER OF THE COMMISSION J,~Z{L, Di recto
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