THE SECURITIES ACT ) Order No. 6763 THE MANITOBA SECURITIES ) COMMISSION Sections 148, 19(5), and 148.3 ) July 10, 2013 RICHARD BRUCE MOORE I WHEREAS: (A) On April 16, 2013, the Ontario Securities Commission ("OSC") issued an Order against Richard Bruce Moore ("OSC Order"); (8) On June 6, 2013, The Manitoba Securities Commission ("Commission") issued a Notice of Hearing ("Notice") giving notice of its intention to hold a hearing to consider whether or not it was in the public interest to grant orders pursuant to The Securities Act, R.S.M. 1988, c. S50 as amended ("Act") with respect to Richard Bruce Moore ("MOORE"); (C) MOORE has consented to the issuance of this order and has waived his right to a full hearing ; (D) The Commission is of the opinion that it is in the public interest to make this order. IT IS ORDERED: 1. THAT, pursuant to section 148 of the Act, MOORE cease trading in securities until April 16, 2023 except as follows: (a) trading shall be permitted only in mutual fund , exchange-traded fund or index fund securities for the account of any registered retirement savings plans, tax free savings accounts and self-directed retirement savings plans as defined in the Income Tax Act (Canada) in which MOORE and/or his spouse have sole legal and beneficial ownership, and such trading is carried out through a registered dealer in Canada to whom he must give a copy of this order at the time he opens or modifies these accounts; and (b) trading shall be permitted only in mutual fund , exchange-traded fund or index fund securities for the account of any registered education savings plans as defined in the Income Tax Act (Canada) in which MOORE and/or his spouse are subscribers and one or more of his children have beneficial ownership, and such trading is carried out through a registered dealer in Canada to whom he must give a copy of this order at the time he opens or modifies these accounts. 5CX>·4iJO SI . Mary Avenu;;-, Winnipeg, Manit(ib;I RJC 4KS lei: (2.(~) Q45.25-1·8 fax: (20-1) 94S .03JO ~·ww.msc.i;:ov.mb.t.••
2 2. THAT, pursuant to subsection 19(5) of the Act, subsection 19(1) of the Act, with respect to such of the trades referred to in that subsection, and subsection 19(2) of the Act, with respect to such of the securities referred to in that subsection, do not apply to MOORE until April 16, 2023, except for the purpose of trades described in paragraph 1 above. 3. THAT, pursuant to section 148.3 of the Act, MOORE immediately resign any position he holds as a director or officer of any reporting issuer and be prohibited from becoming or acting as a director or officer of any reporting issuer until April 16, 2023. BY ORDER OF THE COMMISSION
You are being directed to the most recent version of the statute which may not be the version considered at the time of the judgment.