Orders and Exemptions

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Decision Content

THE SECURITIES ACT

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Order No. 7187

 

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Sections 148, 19(5), and 148.3

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September 23, 2015

 

 

                                                                            

DOUGLAS GORDON CAMPBELL

 

WHEREAS:

 

(A)         On June 16, 2015, the Alberta Securities Commission (“ASC”) issued a Decision against Douglas Gordon Campbell (“ASC Decision”);

 

(B)         On July 17, 2015, The Manitoba Securities Commission (“Commission”) issued a Notice of Hearing (“Notice”) giving notice of its intention to hold a hearing pursuant to section 148.4 of The Securities Act, R.S.M. 1988, c. S50 as amended (“Act”) to consider whether or not it was in the public interest to grant orders with respect to Douglas Gordon Campbell (“CAMPBELL”);

 

(C)         On September 23, 2015, this hearing matter came before a panel of the Commission;

 

(D)         Upon reviewing the documentary evidence and hearing the submissions of counsel for staff of the Commission, no one appearing for the respondent, and upon reviewing the Affidavit of Service, filed, and being satisfied as to service upon the respondent, the Commission is of the opinion that it is in the public interest to make this order.

 

IT IS ORDERED:

 

1.                            THAT, pursuant to section 148 of the Act, CAMPBELL cease trading in securities or derivatives until and including June 16, 2030.

 

2.                            THAT, pursuant to subsection 19(5) of the Act, subsection 19(1) of the Act, with respect to such of the trades referred to in that subsection, and subsection 19(2) of the Act, with respect to such of the securities referred to in that subsection, do not apply to CAMPBELL until and including June 16, 2030.

 

3.                            THAT, pursuant to section 148.3 of the Act, CAMPBELL resign all positions he holds as a director or officer of any issuer and be prohibited from becoming or acting as a director or officer or both of any issuer until and including June 16, 2030.

 

BY ORDER OF THE COMMISSION

 

 

                                                                                    Director

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