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CSA Staff Notice 11-333 Withdrawal of Notices |
December 1, 2016
This notice formally withdraws a number of CSA and local notices. In general, the withdrawn material will remain available for historical research purposes in the CSA members’ websites that permit comprehensive access to CSA notices.
Staff of the members of the CSA have reviewed a number of CSA Notices. They have determined that some are outdated, no longer relevant or no longer required. The following CSA Notices are therefore withdrawn, in the applicable CSA jurisdictions in which they have not already been withdrawn, effective immediately.
CSA Notices
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11-316 |
Notice of Local Amendments – British Columbia
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11-324 |
Extension of Comment Period - Implementation of Modernization of Investment Fund Product Regulation Project
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12-307 |
Applications for a Decision that an Issuer is not a Reporting Issuer
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21-309 |
Information Processor for Exchange Traded Securities other than Options |
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21-310 |
Information Processor for Corporate Debt Securities |
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21-314 |
Information Processor for Corporate Debt Securities |
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51-332 |
Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2010
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51-334
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Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2011
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51-337 |
Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2012
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52-402 |
Possible Changes to Securities Rules Relating to International Financial Reporting Standards
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81-302 |
Sales of Mutual Funds in Upcoming RRSP Season |
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81-306 |
Disclosure by Mutual Funds of Changes in Calculation of Management Expense Ratio
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81-311 |
Report on Consultation Paper 81-403 Rethinking Point of Sale Disclosure for Mutual Funds and Segregated Funds
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81-314 |
Removal of Foreign Content Restrictions for Registered Plans - Eliminating Indirect Foreign Content Exposure in Certain RSP Funds
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81-319 |
Status Report on the Implementation of Point of Sale Disclosure for Mutual Funds
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81-321 |
Early Use of the Fund Facts to Satisfy Prospectus Delivery Requirements |
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81-322 |
Status Report on the Implementation of the Modernization of Investment Fund Product Regulation Project and Request for Comment on Phase 2 Proposals
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ASC Notices
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91-705 |
IOSCO Survey: Commodities Storage Infrastructure – Commodity Derivatives |
OSC Notices
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33-723 |
Fair Allocation of Investment Opportunities - Compliance Team Desk Review |
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81-706 |
Treatment of Sales Commissions in the Calculation of Net Asset Value of Labour Sponsored Investment Funds |
Questions
Please refer your questions to any of the following people:
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Kari Horn Alberta Securities Commission Tel: 403-297-4698 kari.horn@asc.ca
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Sylvia Pateras Autorité des marchés financiers Tel: 514-395-0337, extension 2536 sylvia.pateras@lautorite.qc.ca |
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Gordon Smith British Columbia Securities Commission Tel: 604-899-6656 GSmith@bcsc.bc.ca |
Sonne Udemgba Financial and Consumer Affairs Authority of Saskatchewan Tel: 306-787-5879 sonne.udemgba@gov.sk.ca
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Chris Besko The Manitoba Securities Commission Tel: 204-945-2561 Chris.Besko@gov.mb.ca
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Simon Thompson Ontario Securities Commission Tel: 416-593-8261 sthompson@osc.gov.on.ca |
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Susan Powell Financial and Consumer Services Commission (New Brunswick) Tel: 506-643-7697 susan.powell@fcnb.ca |
H. Jane Anderson Nova Scotia Securities Commission Tel: 902-424-0179 Jane.Anderson@novascotia.ca
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Steven Dowling Securities Division, Prince Edward Island Tel: 902-368-4551 sddowling@gov.pe.ca |
Rhonda Horte Office of the Yukon Superintendent of Securities Tel: 867-667-5466 rhonda.horte@gov.yk.ca
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Tom Hall Office of the Superintendent of Securities Northwest Territories Tel: (867) 767-9305 Tom_Hall@gov.nt.ca |
Bruce McRae Office of Superintendent of Securities, Nunavut Tel: 867-975-6522 bmcrae@gov.nu.ca
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John O’Brien, Superintendent of Securities Office of the Superintendent of Securities, Service NL Tel: (709) 729-4909 johnobrien@gov.nl.ca |
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