| CSA Staff Notice 11-339 Notice of Local Changes in Alberta |
November 1, 2018
From time to time, a local jurisdiction may amend a national or multilateral instrument or change a policy or companion policy that affects activity only in that jurisdiction. The CSA recognize that such a local amendment or change may nonetheless be of interest or importance beyond the local jurisdiction and CSA staff are issuing this notice to identify changes implemented in Alberta. For public convenience, CSA members in other jurisdictions will update the text of the applicable material on their websites to reflect these local changes.
The local changes referred to in this notice comprise those shown in Annex A of this notice from Alberta to:
• Companion Policy 45-102 Resale of Securities
The text of this policy consolidation on the websites of CSA members will be updated as necessary to reflect these local changes. For further background on Annex A, see ASC Notice of Repeal and Replacement of Alberta Securities Commission Rule 72-501 Distributions to Purchasers Outside Alberta dated August 10, 2018. You may direct questions regarding this notice to:
| Samir Sabharwal Alberta Securities Commission Tel: 403-297-7389 |
Sylvia Pateras Autorité des marchés financiers Tel: 514-395-0337, ext. 2536 |
| Chris Besko Manitoba Securities Commission Tel: 204-945-2561 |
Simon Thompson Ontario Securities Commission Tel: 416-593-8261 |
| Alicia Love Financial and Consumer Services Commission (New Brunswick) Tel: 506-658-2648 |
Sonne Udemgba Financial and Consumer Affairs Authority of Saskatchewan Tel: 306-787-5879 |
| Steven Dowling Securities Division, Prince Edward Island Tel: 902-368-4551 |
H. Jane Anderson Nova Scotia Securities Commission Tel: 902-424-0179 |
| Jeff Mason Office of Superintendent of Securities Nunavut Tel: 867-975-6591 |
Rhonda Horte Office of Yukon Superintendent of Securities Tel: 867-667-5466 |
| Renée Dyer, Superintendent of Securities Office of the Superintendent of Securities, Service NL Tel: 709-729-4909 |
Thomas Hall Department of Justice Government of the Northwest Territories Tel: 867-767-9260 ext. 82180 |
ANNEX A
CHANGES TO
COMPANION POLICY 45-102 RESALE OF SECURITIES
1. Companion Policy 45-102 Resale of Securities is changed by this Document.
2. Subsection 1.1(3) is changed by replacing the words “Alberta Securities Commission Blanket Order 45-519 Prospectus Exemptions for Resale Outside Canada” with the words “sections 10 and 11 of Alberta Securities Commission Rule 72-501 Distributions to Purchasers Outside Alberta”.
3. These changes became effective on August 31, 2018.