1 - Procedure and Related Matters

March 7, 2019

This notice formally withdraws a number of CSA staff notices. In general, the withdrawn material will remain available for historical research purposes on the CSA members’ websites that permit comprehensive access to CSA notices.

Staff of the members of the CSA have reviewed a number of CSA staff notices. They have determined that some are outdated, no longer relevant or no longer required. The following CSA staff notices are therefore withdrawn, in the applicable CSA jurisdictions in which they have not already been withdrawn, effective immediately.

CSA Staff Notices

11-319             Extension of Consultation Period - Consultation Paper 25-401: Potential Regulation of Proxy Advisory Firms

11-322             Extension of Consultation Period – Proposed Amendments to Multilateral Instrument 62-104 Take-Over Bids and Issuer Bids and National Instrument 62-103 Early Warning System and Related Take-Over Bid and Insider Reporting Issues; Proposed Changes to National Policy 62-203 Take-Over Bids and Issuer Bids, Proposed National Instrument 62-105 Security Holder Rights Plans and Proposed Companion Policy 62-105CP Security Holder Rights Plans

11-327          Extension of Consultation Period - Draft Notice 25-201 relating to Guidance for Proxy Advisory Firms

21-304          Request for Filing of Form 21-101F5 Initial Operation Report for Information Processor by Interested Information Processors

21-306          Notice of Filing of Forms 21-101F5 Initial Operation Report for Information Processor – Extension of comment period

23-301          Electronic Audit Trails

23-302          Electronic Audit Trail Initiative (TREATS)

23-304          Status of the Transaction Reporting and Electronic Audit Trail System (TREATS)

23-306          Status of the Transaction Reporting and Electronic Audit Trail System (TREATS)

31-339          Omnibus/Blanket Orders Exempting IIROC and MFDA Registrants from Certain Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

31-341          Omnibus/Blanket Orders Exempting Registrants from Certain CRM2 Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

33-305          Sale of Insurance Products by Dually Employed Salespersons

45-311          Exemptions from Certain Financial Statement-Related Requirements in the Offering Memorandum Exemption to Facilitate Access to Capital by Small Business

45-320          Exemptions for Certain Foreign Issuers from the Requirement to Identify Purchasers as Registrants or Insiders in Reports of Exempt Distribution

81-320          Update on International Financial Reporting Standards for Investment Funds

81-325          Status Report on Consultation under CSA Notice 81-324 and Request for Comment on Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts

81-326          Update on an Alternative Funds Framework for Investment Funds

Questions

Please refer your questions to any of the following people: