CSA Staff Notice 11-346
Withdrawal of Staff Notices
September 14, 2023
This notice formally withdraws a number of CSA staff notices. In general, the withdrawn material will remain available for historical research purposes on the CSA members’ websites that permit comprehensive access to CSA notices.
Staff of the members of the CSA have reviewed a number of CSA staff notices. They have determined that some are outdated, no longer relevant or no longer required. The following CSA staff notices are therefore withdrawn, in the applicable CSA jurisdictions in which they have not already been withdrawn, effective immediately.
CSA Staff Notices
21-313 Information Processor for Exchange-Traded Securities other than Options
21-324 Information Processor for Exchange-Traded Securities other than Options
23-318 Withdrawal of Proposed Amendments Regarding Best Execution Disclosure Under National Instrument 23-101 Trading Rules
23-322 Trading Fee Rebate Pilot Study
24-310 Status Update on Proposed Local Rules 24-503 Clearing Agency Requirements and Related Companion Policies
31-317 (Revised) Reporting Obligations Related to Terrorist Financing
45-328 Update on Amendments relating to Syndicated Mortgages: National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to Companion Policy 45-106CP Prospectus Exemptions and Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations
51-360 (Updated) Frequently Asked Questions Regarding Filing Extension Relief Granted by Way of a Blanket Order in Response to COVID-19
51-404 Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers
54-303 Progress Report on Review of the Proxy Voting Infrastructure
54-304 Final Report on Review of the Proxy Voting Infrastructure and Request for Comments on Proposed Meeting Vote Reconciliation Protocols
Questions
Please refer your questions to any of the following people:
Noreen Bent British Columbia Securities Commission Tel: 604-899-6741 nbent@bcsc.bc.ca
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Fatima Shariff Alberta Securities Commission Tel: 403-297-5355 fatima.shariff@asc.ca
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Sonne Udemgba Financial and Consumer Affairs Authority of Saskatchewan Tel: 306-787-5879 sonne.udemgba@gov.sk.ca
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Leigh-Anne Mercier Manitoba Securities Commission Tel: 204-945-0362 Leigh-Anne.Mercier@gov.mb.ca
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Liliana Ripandelli Ontario Securities Commission Tel: 647-746-7076 lripandelli@osc.gov.on.ca
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Sylvia Pateras Autorité des marchés financiers Tel: 514-395-0337, extension 2536 sylvia.pateras@lautorite.qc.ca
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Frank McBrearty Financial and Consumer Services Commission (New Brunswick) Tel: 506-658-3119 frank.mcbrearty@fcnb.ca
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Doug Harris Nova Scotia Securities Commission Tel: 902-424-4106 doug.harris@novascotia.ca
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Scott Jones Office of the Superintendent of Securities, Service NL Tel: 709-729-2571 scottjones@gov.nl.ca
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Steven Dowling Securities Division, Prince Edward Island Tel: 902-368-4551 sddowling@gov.pe.ca
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Rhonda Horte Office of the Yukon Superintendent of Securities Tel: 867-667-5466 rhonda.horte@yukon.ca
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Matthew Yap Office of the Superintendent of Securities Northwest Territories Tel: 867-767-9260, ext. 82180 matthew_yap@gov.nt.ca
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Shamus Armstrong Department of Justice, Government of Nunavut Tel: 867-975-6590 superintendent_nu@gov.nu.ca |
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