3 - Registration Requirements and Related Matters

Decision Information

Decision Content

THE MANITOBA SECURITIES COMMISSION MSC RULE 2009-18 (Section 149.1, The Securities Act) Amendments to National Instrument 33-105 Underwriting Conflicts 1. National Instrument 33-105 Underwriting Conflicts is amended by this Instrument. 2. Appendix A is repealed and the following in substituted: NATIONAL INSTRUMENT 33-105 APPENDIX A EXEMPT SECURITIES Jurisdiction Section Legislation Reference All Sections 2.20, 2.21, 2.35, 2.38 and 2.39 of National Instrument 45-106 Prospectus and Registration Exemptions All except Ontario Sections 2.34, 2.36 and 2.37 of National Instrument 45-106 Prospectus and Registration Exemptions Alberta Section 87(h), (h.1) and (h.2) of the Securities Act (Alberta) Manitoba Subsection 19(2)(g) and (h) of the Securities Act (Manitoba) Newfoundland and Subsections 36(2)(h) and (i) of the Securities Act Labrador (Newfoundland and Labrador) Nova Scotia Clause 41(2)(i) of the Securities Act (Nova Scotia) Ontario Paragraphs 73(1)(a) and (b) of the Securities Act (Ontario) Sections 2.4 to 2.6 of OSC Rule 45-501 Paragraphs 2.34(2)(b),(d.1),(e) and (f) of National Instrument 45-106 Prospectus and Registration Exemptions Prince Edward Island Subsection 2(4)(f) and (g) of the Securities Act (Prince Edward Island) Quebec Section 41 of the Securities Act (Québec) Saskatchewan Subsection 39(2)(i) and (j) of The Securities Act, 1988 (Saskatchewan) 3. Except in Ontario, this Instrument comes into force on September 28, 2009.
4. In Ontario, this Instrument comes into force on the later of the following: (a) September 28, 2009; (b) the day on which sections 5 and 11, subsection 12(1) and section 13 of Schedule 26 of the Budget Measures Act, 2009 are proclaimed in force. 5. This Instrument may be cited as MSC Rule 2009-18.
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