3 - Registration Requirements and Related Matters

Decision Information

Decision Content

THE MANITOBA SECURITIES COMMISSION

MSC Rule No. 2023-23

(Section 149.1, The Securities Act)

 

Amendments to National Instrument 31-103

Registration Requirements,

Exemptions and Ongoing Registrant Obligations

 

1. National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations is amended by this Instrument.

 

2. Section 1.1 is amended by repealing the definition of “Canadian financial institution”.

 

3. Subparagraph 8.19(2)(a)(iii) is repealed.

 

4. Form 31-103F1 is amended by replacing, in the notes pertaining to line 5, “CICA Handbook” with “Handbook”.

 

5. This Instrument comes into force on September 13, 2023.

 

 

 

 

 

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