Unofficial Consolidated Versions
- Date
- Case name
- A
- B
- C
- D
- E
- F
- G
- H
- I
- J
- K
- L
- M
- N
- O
- P
- Q
- R
- S
- T
- U
- V
- W
- X
- Y
- Z
- 0-9
238 result(s)
-
26.
23-103CP - Electronic Trading and Direct Electronic Access to Marketplaces - Companion Policy - Unofficial Consolidated Version - 2015-05-05
Unofficial Consolidated Versions - Companion Policy2 - Certain Capital Market Participants
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27.
24-101 - Institutional Trade Matching and Settlement - Unofficial Consolidated Version - 2017-09-05
Unofficial Consolidated Versions - National Instrument -
28.
24-101 - Institutional Trade Matching and Settlement - Unofficial Consolidated Version - 2024-05-27
Unofficial Consolidated Versions - National Instrument -
29.
24-101CP - Institutional Trade Matching and Settlement - Companion Policy - Unofficial Consolidated Version - 2024-05-27
Unofficial Consolidated Versions - Companion Policy -
30.
24-101CP - Institutional Trade Matching and Settlement - Unofficial Consolidated Version - 2017-09-05
Unofficial Consolidated Versions - Companion Policy -
31.
24-101F1 - Registered Firm Exception Report of DAP/RAP Trade Reporting and Matching - Unofficial Consolidated Version - 2017-09-05
Unofficial Consolidated Versions - Form -
32.
24-101F1 - Registered Firm Exception Report of DAP/RAP Trade Reporting and Matching - Unofficial Consolidated Version - 2024-05-27
Unofficial Consolidated Versions - Form -
33.
24-101F2 - Clearing Agency Quarterly Operations Report of Institutional Trade Reporting and Matching - Unofficial Consolidated Version - 2017-09-05
Unofficial Consolidated Versions - Form -
34.
24-101F2 - Clearing Agency Quarterly Operations Report of Institutional Trade Reporting and Matching - Unofficial Consolidated Version - 2024-05-27
Unofficial Consolidated Versions - Form -
35.
24-101F3 - Matching Service Utility Notice of Operations - Unofficial Consolidated Version - 2017-09-05
Unofficial Consolidated Versions - Form -
36.
24-101F3 - Matching Service Utility Notice of Operations - Unofficial Consolidated Version - 2024-05-27
Unofficial Consolidated Versions - Form -
37.
24-101F4 - Matching Service Utility Notice of Cessation of Operations - Unofficial Consolidated Version - 2017-09-05
Unofficial Consolidated Versions - Form -
38.
24-101F5 - Matching Service Utility Quarterly Operations Report of Institutional Trade Reporting and Matching - 2017-09-05
Unofficial Consolidated Versions - Form -
39.
24-102 CLEARING AGENCY REQUIREMENTS - Unofficial Consolidated Version - 2020-06-19
Unofficial Consolidated Versions - National Instrument2 - Certain Capital Market Participants
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40.
24-102CP - Clearing Agency Requirements - Companion Policy - Unofficial Consolidated Version - 2020-06-19
Unofficial Consolidated Versions - Companion Policy2 - Certain Capital Market Participants
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41.
24-102F1 - Clearing Agency Submission to Jurisdiction and Appointment of Agent for Service of Process - 2020-06-19
Unofficial Consolidated Versions - Form2 - Certain Capital Market Participants
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42.
24-102F2 - Cessation of Operations Report for Clearing Agency - 2020-06-19
Unofficial Consolidated Versions - Form2 - Certain Capital Market Participants
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43.
25-101 - Designated Rating Organizations - Unofficial Consolidated Version - 2015-05-05
Unofficial Consolidated Versions - National Instrument2 - Certain Capital Market Participants
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44.
31-102 - National Registration Database - Unofficial Consolidated Version - 2013-10-11
Unofficial Consolidated Versions - National Instrument3 - Registration Requirements and Related Matters
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45.
31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations - Unofficial Consolidated Version - 2022-06-06
Unofficial Consolidated Versions - National Instrument3 - Registration Requirements and Related Matters
-
46.
31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations - Unofficial Consolidated Version - 2023-09-13
Unofficial Consolidated Versions - National Instrument3 - Registration Requirements and Related Matters
-
47.
31-103CP - Registration Requirements, Exemptions and Ongoing Registrant Obligations - Unofficial Consolidated Version - 2022-06-06
Unofficial Consolidated Versions - Companion Policy3 - Registration Requirements and Related Matters
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48.
31-103F1 - Calculation of Excess Working Capital - Unofficial Consolidated Version - 2018-06-12
Unofficial Consolidated Versions - Form -
49.
31-103F1 - Calculation of Excess Working Capital - Unofficial Consolidated Version - 2022-06-06
Unofficial Consolidated Versions - Form -
50.
31-103F1 - Calculation of Excess Working Capital - Unofficial Consolidated Version - 2023-09-13
Unofficial Consolidated Versions - Form3 - Registration Requirements and Related Matters