THE MANITOBA SECURITIES COMMISSION MSC RULE 2004-** (Section 149.1, The Securities Act) LOCAL RULE 51-802 IMPLEMENTING NATIONAL INSTRUMENT 51-102 CONTINUOUS DISCLOSURE OBLIGATIONS AND NATIONAL INSTRUMENT 71-102 CONTINUOUS DISCLOSURE AND OTHER EXEMPTIONS RELATING TO FOREIGN ISSUERS PART 1 – DEFINITIONS Definitions 1.1 In this Rule: (a) “NI 51-102" means National Instrument 51-102 Continuous Disclosure Obligations; and (b) “NI 71-102” means National Instrument 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers PART 2 – DESIGNATION OF INSTRUMENTS Exemption from certain provisions of Parts X and XII of the Act 2.1(1) A reporting issuer that is not an investment fund as defined in NI 51-102 is exempt from the provisions of The Securities Act specified in subsection (2) and the provisions of the Securities Regulation specified in subsection (3), provided that the reporting issuer complies with the requirements of NI 51-102, subject to the provisions of NI 71-102; 2.1(2) The following provisions of The Securities Act are specified for the purpose of subsection (1): (a) 101(1) (b) 102(1) & (2) (c) 104 (d) 106(3) (e) 119 (f) 120(1), (1.1), (1.2) & (2) (g) 121(1) & (2)
- 2 - (h) 122 (i) 123(1) (j) 124 (k) 125 (l) 126 (m) 127 (n) 128 (o) 129(1), (1.1), (1.2), (3), (4), (5) (p) 130 2.1(3) The following provisions of the Securities Regulation are specified for the purpose of subsection (1): (a) 30 (b) 38 (c) 39 (d) 40 (e) 41 (f) 42 (g) 58 (h) 59 (i) 80 (j) 81 (k) 82 (l) 83 (m) 84 (n) 85 (o) 86 (p) 87 (q) Schedule B, Form 13 PART 3 – CITATION AND EFFECTIVE DATE Citation 3.1 This Rule may be cited as MSC Rule 2004-** or Local Rule 51-802. Coming Into force 3.2 This Rule comes into force on March 30, 2004.
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