26 result(s)
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1.
SOUTHAMPTON APARTMENTS (CDN) LIMITED PARTNERSHIP - Order No. 7604 - 2022-12-07
Orders and Exemptions - Enforcement OrderLocal Acts, Rules and Policies
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2.
INSTINET CANADA CROSS LIMITED (ICX) - 2022-11-22
Orders and Exemptions - Local OrderLocal Acts, Rules and Policies
National Policies
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3.
Canadian Investor Protection Fund Approval Order - Order No. 7602 - 2022-11-15
Orders and Exemptions - National PolicyNational Policies
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4.
New Self-Regulatory Organization Recognition Order - Order No. 7601 - 2022-11-15
Orders and Exemptions - National PolicyNational Policies
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5.
Investment Industry Regulatory Organization of Canada - Order No. 7598 - 2022-10-27
Orders and Exemptions - Local Order -
6.
ICE Bonds Securities Corporation - Order No. 7599 - 2022-10-14
Orders and Exemptions - Coordinated Review Application -
7.
COINSQUARE CAPITAL MARKETS LTD. - Order No. 7600 - 2022-10-12
Orders and Exemptions - Local Order2 - Certain Capital Market Participants
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8.
Reef Resources Ltd. - Order No. 7597 - 2022-09-23
Orders and Exemptions - Local Order5 - Ongoing Requirements for Issuers and Insiders
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9.
Nasdaq CXC Limited - 2022 BCSECCOM 343 - 2022-08-18
Orders and Exemptions - Coordinated Review Application -
10.
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11.
Aequitas Innovations Inc. and Neo Exchange Inc. - 2022-08-05
Orders and Exemptions - Local OrderLocal Acts, Rules and Policies
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12.
The Mutual Fund Dealers Association of Canada - Order No. 7594 - 2022-07-27
Orders and Exemptions - Local Order2 - Certain Capital Market Participants
Local Acts, Rules and Policies
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13.
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14.
13487369 CANADA INC. as Successor Entity of LAKEVIEW HOTEL INVESTMENT CORP. - 2022-04-28
Orders and Exemptions - Local OrderLocal Acts, Rules and Policies
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15.
Royal Bank of Canada - 2022-04-27
Orders and Exemptions - Local OrderLocal Acts, Rules and Policies
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16.
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17.
Fidelity Clearing Canada ULC - 2022-04-18
Orders and Exemptions - Local OrderLocal Acts, Rules and Policies
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18.
Momentum Healthware, Inc. and Civica Holdings Limited. - Order No. 7584 - 2022-04-13
Orders and Exemptions - Local Order -
19.
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20.
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21.
Netcoins Inc. - Order No. 7583 - 2022-03-24
Orders and Exemptions3 - Registration Requirements and Related Matters
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22.
REEF RESOURCES LTD. - 2022-03-16
Orders and Exemptions - Local Order5 - Ongoing Requirements for Issuers and Insiders
Local Acts, Rules and Policies
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23.
Aequitas Innovations Inc. (Aequitas) and NEO Exchange Inc. (NEO) - Order No. 7581 - 2022-03-15
Orders and Exemptions - Coordinated Review ApplicationLocal Acts, Rules and Policies
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24.
Sigmar Mortgage Services Ltd. and Thomas Harold Standing - Sigmar - 001 - 2022-03-04
Orders and Exemptions - Enforcement Order -
25.
Perimeter Markets Inc. - Order No. 7573 - 2022-01-25
Orders and Exemptions - Local Order2 - Certain Capital Market Participants