Decisions
>
Orders and Exemptions
>
Date: 2017
Decisions
>
Orders and Exemptions
>
Date: 2017
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Orders and Exemptions
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39 result(s)
1.
SGX Resources Inc.
-
2017-12-22
Orders and Exemptions
-
Local Order
Cease Trade Order
2.
Bank of Montreal
-
2017-12-15
Orders and Exemptions
-
Coordinated Review Application
3.
Canadian Imperial Bank of Commerce
-
2017-12-15
Orders and Exemptions
-
Coordinated Review Application
4.
National Bank of Canada
-
2017-12-15
Orders and Exemptions
-
Coordinated Review Application
5.
Royal Bank of Canada
-
2017-12-15
Orders and Exemptions
-
Coordinated Review Application
6.
The Bank of Nova Scotia
-
2017-12-15
Orders and Exemptions
-
Coordinated Review Application
7.
The Toronto-Dominion Bank
-
2017-12-15
Orders and Exemptions
-
Coordinated Review Application
8.
I. G. Investment Management, Ltd.
-
2017-12-06
Orders and Exemptions
-
Dual Application
9.
Power Within Inc. and Salim Khoja
-
Order No. 7442
-
2017-10-04
Orders and Exemptions
-
Enforcement Order
10.
The Royal Bank of Scotland PLC and National Westminster Bank plc
-
2017-09-28
Orders and Exemptions
-
Coordinated Review Application
11.
Godwin, Marianne
-
Godwin - 001
-
2017-09-27
Orders and Exemptions
-
Enforcement Order
12.
Spaetgens, Dwight Victor
-
Spaetgens - 001
-
2017-09-27
Orders and Exemptions
-
Enforcement Order
13.
Technocan International Co. Ltd. and Haiyan (Helen) Gao Jordan
-
Techocan - 001
-
2017-09-27
Orders and Exemptions
-
Enforcement Order
14.
I.G International Management Limited and I.G. Investment Management (Hong Kong) Limited
-
2017-09-20
Orders and Exemptions
-
Local Order
15.
Great-West Lifeco Finance (Delaware) LP
-
2017-09-18
Orders and Exemptions
-
Dual Application
16.
Dancho, Vicky a.k.a. Ju Huang
-
Dancho - 001
-
2017-09-06
Orders and Exemptions
-
Enforcement Order
17.
MM Café Francise Inc. and Dave Garnet Craig
-
MM Cafe - 001
-
2017-09-06
Orders and Exemptions
-
Enforcement Order
18.
Wong, Siu Mui "Debbie", Siu Kon "Bonnie" Soo, 1300302 Alberta Inc. and D & E Arctic Investments Inc.
-
Wong, Siu Mui - 001
-
2017-09-06
Orders and Exemptions
-
Enforcement Order
19.
Canadian Public Accountability Board
-
2017-07-31
Orders and Exemptions
-
Local Order
20.
I.G. Investment Management, Ltd.
-
2017-07-28
Orders and Exemptions
-
Dual Application
21.
The North West Company Inc.
-
2017-06-14
Orders and Exemptions
-
Dual Application
22.
Nasdaq CXC Limited
-
2017-05-03
Orders and Exemptions
-
Coordinated Review Application
23.
Orbus Pharma Inc.
-
2017-05-03
Orders and Exemptions
-
Local Order
24.
Winston Gold Mining Corp.
-
2017-05-02
Orders and Exemptions
-
Local Order
Cease Trade Order
25.
I.G. Investment Management, Ltd. and the Investors Group Funds
-
2017-04-28
Orders and Exemptions
-
Dual Application
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